DFX Intelligence

RIA Intelligence

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Team lift-out

4 advisors left P•• W••••• M••••••••• for P•• M•••••• A•••••• S••••••••• I•••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Beatrice Francoise NunezSan Antonio, TxNov 30, 2023Jan 12, 2022
Ma Esther Palacios De HernandezEl Paso, TxNov 30, 2023Jan 11, 2022
Maria Genoveva HernandezHouston, TxNov 30, 2023Jan 11, 2022
Minerva Ayala SantosLaredo, TxNov 30, 2023Jan 11, 2022
Oscar Eduardo Fernandez EsteHouston, TxNov 30, 2023Jan 11, 2022
The rule
Registrations ended
Nov 30, 2023
Registered next
Jan 11, 2022 to Jan 12, 2022
Branch state
TX
Cities
3, most in Houston, Tx
Registered there that day
941 (people still on IAPD; an estimate)
Share of that headcount
0.4%
Succession by the destination
none on the tape
Other teams out of P•• W••••• M•••••••••Other teams into P•• M•••••• A•••••• S••••••••• I•••