DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Pnc Wealth Management

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Pnc Wealth Management BD affiliated	Creative Financial Designs, Inc. BD affiliated	Carmel, In +1	Affiliated broker-dealer or bank to another	Jul 7, 2026
3	Pnc Wealth Management BD affiliated	Wells Fargo Advisors wirehouse	Cincinnati, Oh +1	Affiliated broker-dealer or bank to wirehouse	May 15, 2025 over 13 d
2	Pnc Wealth Management BD affiliated	Cetera Investment Advisers LLC BD affiliated	Louisville, Ky	Affiliated broker-dealer or bank to another	Mar 20, 2025 over 4 d
2	Pnc Wealth Management BD affiliated	Wells Fargo Advisors wirehouse	San Antonio, Tx +1	Affiliated broker-dealer or bank to wirehouse	Feb 28, 2025 over 3 d
2	Pnc Wealth Management BD affiliated	Wells Fargo Advisors wirehouse	San Antonio, Tx +1	Affiliated broker-dealer or bank to wirehouse	Jan 28, 2025 over 9 d
3	Pnc Wealth Management BD affiliated	Morgan Stanley wirehouse	Dayton, Oh +1	Affiliated broker-dealer or bank to wirehouse	Jul 29, 2024 over 1 d
3	Pnc Wealth Management BD affiliated	LPL Financial LLC BD affiliated	Wilmington, De	Affiliated broker-dealer or bank to another	Jun 3, 2024 over 2 d
2	Pnc Wealth Management BD affiliated	LPL Financial LLC BD affiliated	Milford, De +1	Affiliated broker-dealer or bank to another	Mar 26, 2024
2	Pnc Wealth Management BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Fort Wayne, In	Affiliated broker-dealer or bank to another	Jan 18, 2024
4	Pnc Wealth Management BD affiliated	Pnc Managed Account Solutions, Inc. independent RIA	Houston, Tx +2	Affiliated broker-dealer or bank to independent RIA	Nov 30, 2023
2	Pnc Wealth Management BD affiliated	Insigneo Advisory Services, LLC mixed wealth	Houston, Tx	Affiliated broker-dealer or bank to independent RIA	Nov 30, 2023
2	Pnc Wealth Management BD affiliated	Citigroup Global Markets Inc. BD affiliated	Falls Church, Va +1	Affiliated broker-dealer or bank to another	Oct 2, 2023
2	Pnc Wealth Management BD affiliated	Wells Fargo Advisors wirehouse	Indialantic, Fl +1	Affiliated broker-dealer or bank to wirehouse	Mar 22, 2023 over 14 d
2	Pnc Wealth Management BD affiliated	RBC Capital Markets, LLC national BD	Princeton, Nj	Affiliated broker-dealer or bank to another	Jan 18, 2023 over 2 d
2	Pnc Wealth Management BD affiliated	Leucadia Asset Management LLC mixed wealth	Miami, Fl	Affiliated broker-dealer or bank to independent RIA	Oct 4, 2022
2	Pnc Wealth Management BD affiliated	Morgan Stanley wirehouse	Louisville, Ky	Affiliated broker-dealer or bank to wirehouse	Aug 22, 2022
2	Pnc Wealth Management BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Spring, Tx +1	Affiliated broker-dealer or bank to wirehouse	May 17, 2022
3	Pnc Wealth Management BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Mobile, Al +1	Affiliated broker-dealer or bank to another	Nov 16, 2021
2	Pnc Wealth Management BD affiliated	Wells Fargo Advisors wirehouse	Auburn, Al +1	Affiliated broker-dealer or bank to wirehouse	Oct 13, 2021
2	Pnc Wealth Management BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Orlando, Fl +1	Affiliated broker-dealer or bank to another	May 28, 2021 over 14 d
2	Pnc Wealth Management BD affiliated	Truist Advisory Services, Inc. BD affiliated	Louisville, Ky	Affiliated broker-dealer or bank to another	Nov 20, 2020 over 3 d
3	Pnc Wealth Management BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Scranton, Pa +1	Affiliated broker-dealer or bank to wirehouse	Dec 6, 2018
2	Pnc Wealth Management BD affiliated	J.P. Morgan Securities LLC wirehouse	Carmel, In +1	Affiliated broker-dealer or bank to wirehouse	Dec 6, 2018
2	Pnc Wealth Management BD affiliated	J.P. Morgan Securities LLC wirehouse	Pittsburgh, Pa +1	Affiliated broker-dealer or bank to wirehouse	Dec 6, 2018
2	Pnc Wealth Management BD affiliated	Huntington Financial Advisors BD affiliated	Cleveland, Oh +1	Affiliated broker-dealer or bank to another	Nov 23, 2018 over 7 d
3	Pnc Wealth Management BD affiliated	Oneseven independent RIA	Cleveland, Oh +1	Affiliated broker-dealer or bank to independent RIA	Nov 8, 2018
3	Pnc Wealth Management BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pittsburgh, Pa +2	Affiliated broker-dealer or bank to wirehouse	Nov 1, 2018
3	Pnc Wealth Management BD affiliated	LPL Financial LLC independent RIA	Charlotte, Nc	Affiliated broker-dealer or bank to independent RIA	Nov 1, 2018
2	Pnc Wealth Management BD affiliated	Wells Fargo Advisors wirehouse	Woodland Park, Nj +1	Affiliated broker-dealer or bank to wirehouse	Nov 1, 2018
2	Pnc Wealth Management BD affiliated	Citizens Securities, Inc. BD affiliated	Romeo, Mi +1	Affiliated broker-dealer or bank to another	Nov 1, 2018
2	Pnc Wealth Management BD affiliated	Citizens Securities, Inc. BD affiliated	North Huntingdon, Pa +1	Affiliated broker-dealer or bank to another	Nov 1, 2018 over 7 d
2	Pnc Wealth Management BD affiliated	Wesbanco Securities, Inc. BD affiliated	Prospect, Ky +1	Affiliated broker-dealer or bank to another	Nov 1, 2018
2	Pnc Wealth Management BD affiliated	Key Investment Services LLC BD affiliated	Cleveland, Oh	Affiliated broker-dealer or bank to another	Nov 1, 2018
2	Pnc Wealth Management BD affiliated	Morgan Stanley wirehouse	Cleveland, Oh +1	Affiliated broker-dealer or bank to wirehouse	Nov 1, 2018
4	Pnc Wealth Management BD affiliated	Huntington Financial Advisors BD affiliated	Cleveland, Oh +1	Affiliated broker-dealer or bank to another	Oct 30, 2018 over 7 d
2	Pnc Wealth Management BD affiliated	Td Ameritrade Investment Management, LLC independent RIA	Cleveland, Oh	Affiliated broker-dealer or bank to independent RIA	Oct 29, 2018 over 3 d
2	Pnc Wealth Management BD affiliated	Cetera Investment Advisers LLC BD affiliated	Gladwyne, Pa +1	Affiliated broker-dealer or bank to another	Oct 18, 2018 over 14 d
3	Pnc Wealth Management BD affiliated	Wells Fargo Advisors wirehouse	Nashville, Nc +2	Affiliated broker-dealer or bank to wirehouse	Oct 12, 2018 over 20 d
3	Pnc Wealth Management BD affiliated	LPL Financial LLC independent RIA	Absecon, Nj +2	Affiliated broker-dealer or bank to independent RIA	Oct 4, 2018 over 28 d
2	Pnc Wealth Management BD affiliated	J.P. Morgan Securities LLC wirehouse	Cleveland, Oh +1	Affiliated broker-dealer or bank to wirehouse	Aug 31, 2018 over 14 d
2	Pnc Wealth Management BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Gibsonia, Pa +1	Affiliated broker-dealer or bank to wirehouse	Aug 28, 2018 over 8 d
2	Pnc Wealth Management BD affiliated	J.P. Morgan Securities LLC wirehouse	Troy, Mi +1	Affiliated broker-dealer or bank to wirehouse	Jul 5, 2018 over 8 d
2	Pnc Wealth Management BD affiliated	Bb&T Securities, LLC other	Charlotte, Nc +1	Other	Feb 13, 2018 over 13 d
2	Pnc Wealth Management BD affiliated	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Washington, Pa	Affiliated broker-dealer or bank to independent RIA	Jan 19, 2018 over 3 d
2	Pnc Wealth Management other	LPL Financial LLC other	Warren, Pa +1	Other	Oct 26, 2017 over 6 d
2	Pnc Wealth Management other	Citizens Securities, Inc. other	Ocean City, Nj +1	Other	Jul 19, 2017 over 6 d
2	Pnc Wealth Management other	Huntington Financial Advisors other	Cleveland, Oh +1	Other	Jun 2, 2017 over 10 d
2	Pnc Wealth Management other	Bmo Harris Financial Advisors, Inc other	Belvidere, Il	Other	May 2, 2017
2	Pnc Wealth Management other	Key Investment Services LLC other	Monroeville, Pa +1	Other	May 2, 2017 over 1 d
2	Pnc Wealth Management other	J.P. Morgan Securities LLC wirehouse	Grand Rapids, Mi +1	Other	May 1, 2017 over 4 d
2	Pnc Wealth Management other	LPL Financial LLC other	Mishawaka, In +1	Other	May 1, 2017 over 1 d
2	Pnc Wealth Management other	Fifth Third Securities, Inc. other	Louisville, Ky +1	Other	May 1, 2017 over 2 d
2	Pnc Wealth Management other	J.P. Morgan Securities LLC wirehouse	Basking Ridge, Nj +1	Other	May 1, 2017 over 1 d
4	Pnc Wealth Management other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pittsburgh, Pa +2	Other	Apr 28, 2017 over 7 d
4	Pnc Wealth Management other	Wells Fargo Advisors wirehouse	Avenel, Nj +3	Other	Apr 28, 2017 over 3 d
3	Pnc Wealth Management other	Citizens Securities, Inc. other	Philadelphia, Pa +2	Other	Apr 28, 2017 over 7 d
2	Pnc Wealth Management other	J.P. Morgan Securities LLC wirehouse	Columbus, Oh	Other	Apr 28, 2017 over 10 d
2	Pnc Wealth Management other	Morgan Stanley wirehouse	Frederick, Md +1	Other	Apr 28, 2017 over 10 d
2	Pnc Wealth Management other	Huntington Financial Advisors other	Akron, Oh +1	Other	Apr 28, 2017 over 7 d
2	Pnc Wealth Management other	Wells Fargo Advisors wirehouse	Wellington, Fl	Other	Apr 28, 2017

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88 teams match.derived from registration dates