DFX Intelligence
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Team lift-out
3 advisors left P•• W••••• M••••••••• for L•• F•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Hayward Carter | Charlotte, Nc | Nov 1, 2018 | Dec 13, 2018 |
| John Samuel Fitch | Charlotte, Nc | Nov 1, 2018 | Nov 8, 2018 |
| Thomas Francis Nichols | Charlotte, Nc | Nov 1, 2018 | Mar 8, 2019 |
The rule
- Registrations ended
- Nov 1, 2018
- Registered next
- Nov 8, 2018 to Mar 8, 2019
- Branch state
- NC
- Cities
- 1, most in Charlotte, Nc
- Registered there that day
- 855 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- Succession by the destination
- none on the tape