DFX Intelligence

RIA Intelligence

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Team lift-out

4 advisors left L•••• F••• A••••••• S••••••• for P•••••• A•••••• G••••• L••

BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
Harlin Christopher NoelDallas, TxAug 27, 2021Aug 31, 2021
Jan Deane WarzechaDallas, TxAug 31, 2021Aug 30, 2021
Joseph Wayne GlobenskyPlano, TxAug 31, 2021Aug 30, 2021
Matthew Sean ShermanArlington, TxAug 31, 2021Aug 30, 2021
The rule
Registrations ended
Aug 27, 2021 to Aug 31, 2021
Registered next
Aug 30, 2021 to Aug 31, 2021
Branch state
TX
Cities
3, most in Dallas, Tx
Registered there that day
81 (people still on IAPD; an estimate)
Share of that headcount
4.9%
Succession by the destination
none on the tape
Other teams out of L•••• F••• A••••••• S•••••••Other teams into P•••••• A•••••• G••••• L••