DFX Intelligence

RIA Intelligence

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Firm absorbed

11 advisors left L••••••••• for H•••••••• A•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
B. Blaine LourdBeverly Hills, CaAug 8, 2019Jan 2, 2025
Brendan Lauder McewanBeverly Hills, CaAug 8, 2019Jul 15, 2019
Charlotte Clare BerryBeverly Hills, CaAug 8, 2019Jan 2, 2026
Eden Jiwon ChangBeverly Hills, CaAug 8, 2019Jul 15, 2019
Helen Shih Chu-SuwarnasarnBeverly Hills, CaAug 8, 2019Feb 6, 2024
Jennifer Vallee EnlowBeverly Hills, CaAug 8, 2019Jul 15, 2019
Michael Jihyuk LeeBeverly Hills, CaAug 8, 2019Feb 3, 2026
Palmer Neville MurrayBeverly Hills, CaAug 8, 2019Jul 16, 2019
Richard Campbell Johnston NottBeverly Hills, CaAug 8, 2019Jul 15, 2019
Stephanie SchaafBeverly Hills, CaAug 8, 2019Jan 8, 2025
Susan S YangBeverly Hills, CaAug 8, 2019Jul 15, 2019
The rule
Registrations ended
Aug 8, 2019
Registered next
Jul 15, 2019 to Feb 3, 2026
Branch state
CA
Cities
1, most in Beverly Hills, Ca
Registered there that day
12 (people still on IAPD; an estimate)
Share of that headcount
92%
Succession by the destination
none on the tape
Other teams out of L•••••••••Other teams into H•••••••• A•••••••• L••