RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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J••••••• V••••• E••••
- C••••••••• I••••••••• A•••••••• L•• independent RIA currentsince Mar 9, 2026 · Tampa, Fl
- H•••••••• A•••••••• L•• BD affiliatedJul 15, 2019 to Mar 11, 2026 · Baton Rouge, La
- L••••••••• formerJan 28, 2016 to Aug 8, 2019 · New Orleans, La
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Jul 10, 2013 · Baton Rouge, La
- M••••• K••••• • C••••••• L•• formerFeb 1, 2008 to Feb 13, 2013 · Baton Rouge, La
- H•••••••• A•••••••• L•• to C••••••••• I••••••••• A•••••••• L••left Mar 11, 2026, registered Mar 9, 2026 (-2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- L••••••••• to H•••••••• A•••••••• L••left Aug 8, 2019, registered Jul 15, 2019 (-24 days) · RIA to affiliated broker-dealer or bank · moved with a team
- R•••••• J•••• • A••••••••• I••• to L•••••••••left Jul 10, 2013, registered Jan 28, 2016 (932 days) · Other
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- J••••••• V••••• E•••• left H•••••••• A•••••••• L•• for C••••••••• I••••••••• A•••••••• L•• (registered 2026-03-09)Mar 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address