DFX Intelligence
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Firm absorbed
3 advisors left G••••••• F•••••••• A••••••• for W••••• E••••••••• A••••••• S•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| John Andrew Bellamy | Oakland, Ca | Dec 31, 2022 | Dec 7, 2022 |
| Judith Nobue Hirotaka | Oakland, Ca | Dec 31, 2022 | Dec 7, 2022 |
| Larry Philip Ginsburg | Oakland, Ca | Dec 31, 2022 | Dec 6, 2022 |
The rule
- Registrations ended
- Dec 31, 2022
- Registered next
- Dec 6, 2022 to Dec 7, 2022
- Branch state
- CA
- Cities
- 1, most in Oakland, Ca
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape