DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• N•••• H•••••••

T•• M••••• G••••• L••independent RIAChicago, Il IA-onlyIAPD 2008592

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Judy Hirotaka

At current firm

3 y

since Jul 7, 2023

In the industry

36 y

since Jan 5, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• M••••• G••••• L•• independent RIA current
since Jul 7, 2023 · Chicago, Il
W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated
Dec 7, 2022 to Jun 22, 2023 · Oakland, Ca
G••••••• F•••••••• A••••••• former
Mar 10, 2020 to Dec 31, 2022 · Oakland, Ca
M••••• G••••• A••••••• I••• independent RIA
Dec 18, 2017 to Mar 11, 2020 · Walnut Creek, Ca
O•••••• P••••••• independent RIA
May 8, 2013 to Nov 6, 2017 · San Francisco, Ca
U••• F•••••••• P••••••• S••••••• former
Jun 7, 2011 to May 1, 2013 · Dublin, Ca
D••••••••• W••••• M••••••••• independent RIA
Apr 27, 2010 to May 13, 2011 · Walnut Creek, Ca
I•••••••• A••••••• I•• unclassified
Nov 7, 2003 to Aug 1, 2005 · San Jose, Ca
T• A••••••••• I••• former
Jun 23, 2003 to Sep 29, 2003 · Oakland, Ca

Moves

a registration end followed by a registration begin elsewhere

W••••• E••••••••• A••••••• S•••••••• L•• to T•• M••••• G••••• L••
left Jun 22, 2023, registered Jul 7, 2023 (15 days) · RIA to RIA
G••••••• F•••••••• A••••••• to W••••• E••••••••• A••••••• S•••••••• L••
left Dec 31, 2022, registered Dec 7, 2022 (-24 days) · RIA to affiliated broker-dealer or bank · moved with a team
M••••• G••••• A••••••• I••• to G••••••• F•••••••• A•••••••
left Mar 11, 2020, registered Mar 10, 2020 (-1 days) · RIA to RIA
O•••••• P••••••• to M••••• G••••• A••••••• I•••
left Nov 6, 2017, registered Dec 18, 2017 (42 days) · Other
U••• F•••••••• P••••••• S••••••• to O•••••• P•••••••
left May 1, 2013, registered May 8, 2013 (7 days) · Other
D••••••••• W••••• M••••••••• to U••• F•••••••• P••••••• S•••••••
left May 13, 2011, registered Jun 7, 2011 (25 days) · Other
I•••••••• A••••••• I•• to D••••••••• W••••• M•••••••••
left Aug 1, 2005, registered Apr 27, 2010 (1730 days) · Other
T• A••••••••• I••• to I•••••••• A••••••• I••
left Sep 29, 2003, registered Nov 7, 2003 (39 days) · Other

Signals

J••••• N•••• H••••••• left W••••• E••••••••• A••••••• S•••••••• L•• for T•• M••••• G••••• L•• (registered 2023-07-07)
Jun 22, 2023 · Advisor changed firm · fact
J••••• N•••• H••••••• left G••••••• F•••••••• A••••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2022-12-07)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address