DFX Intelligence
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Team lift-out
3 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for A•••• F••••••••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brian James Rogers | Oshkosh, Wi | Oct 4, 2019 | Aug 22, 2019 |
| Michael Patrick Donnan | Oshkosh, Wi | Oct 4, 2019 | Aug 22, 2019 |
| William Lee Bowman | Oshkosh, Wi | Oct 4, 2019 | Aug 23, 2019 |
The rule
- Registrations ended
- Oct 4, 2019
- Registered next
- Aug 22, 2019 to Aug 23, 2019
- Branch state
- WI
- Cities
- 1, most in Oshkosh, Wi
- Registered there that day
- 4,235 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape