RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• P•••••• D•••••
- A•••• W••••• M••••••••• L•• independent RIA currentsince Jun 18, 2026 · Appleton, Wi
- M•••••• S•••••• W••••• M••••••••• I••• independent RIADec 23, 2025 to May 12, 2026 · Appleton, Wi
- A•••• F•••••••• formerAug 22, 2019 to Dec 2, 2025 · Oshkosh, Wi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 21, 2014 to Oct 4, 2019 · Oshkosh, Wi
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJan 6, 2011 to Nov 5, 2014 · Appleton, Wi
- T••••••• I••••••••• M••••••••• I••• BD affiliatedMar 28, 2005 to Sep 25, 2009 · Appleton, Wi
- M•••••• S•••••• W••••• M••••••••• I••• to A•••• W••••• M••••••••• L••left May 12, 2026, registered Jun 18, 2026 (37 days) · RIA to RIA
- A•••• F•••••••• to M•••••• S•••••• W••••• M••••••••• I•••left Dec 2, 2025, registered Dec 23, 2025 (21 days) · RIA to RIA
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A•••• F••••••••left Oct 4, 2019, registered Aug 22, 2019 (-43 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- T••••••• I••••••••• M••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 5, 2014, registered Nov 21, 2014 (16 days) · Other
- M•••••• P•••••• D••••• left M•••••• S•••••• W••••• M••••••••• I••• for A•••• W••••• M••••••••• L•• (registered 2026-06-18)May 12, 2026 · Advisor changed firm · fact
- M•••••• P•••••• D••••• left A•••• F•••••••• for M•••••• S•••••• W••••• M••••••••• I••• (registered 2025-12-23)Dec 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address