DFX Intelligence

RIA Intelligence

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Team lift-out

5 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for W••••• M••••••••• P•••••••• L••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Albert C BrownTucson, AzOct 19, 2020Nov 17, 2020
Gregory Allen BrysonTucson, AzOct 19, 2020Nov 3, 2020
Guillermo Hector MongeTucson, AzOct 19, 2020Nov 3, 2020
Morgan Troy BrownTucson, AzOct 19, 2020Nov 3, 2020
Thomas Joseph CurtisTucson, AzOct 19, 2020Oct 9, 2020
The rule
Registrations ended
Oct 19, 2020
Registered next
Oct 9, 2020 to Nov 17, 2020
Branch state
AZ
Cities
1, most in Tucson, Az
Registered there that day
4,493 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape
Other teams out of R•••••• J•••• F•••••••• S••••••• A•••••••• I••Other teams into W••••• M••••••••• P•••••••• L••