RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• A•••• B•••••
- Title
- Senior Portfolio Manager/Financial Advisorreportedwmpaz.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- W••••• M••••••••• P•••••••• L•• independent RIA currentsince Nov 3, 2020 · Tucson, Az
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Oct 19, 2020 · Tucson, Az
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMar 8, 2007 to Jan 2, 2009 · Tucson, Az
- C••• R••••••••• P••• A••••••• S••••••• institutionalJul 31, 2006 to Mar 8, 2007 · Tucson, Az
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerOct 24, 2005 to Jul 31, 2006 · Cumberland, Md
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W••••• M••••••••• P•••••••• L••left Oct 19, 2020, registered Nov 3, 2020 (15 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- C••• R••••••••• P••• A••••••• S••••••• to R•••••• J•••• F•••••••• S•••••••• I•••left Mar 8, 2007, registered Mar 8, 2007 (0 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to C••• R••••••••• P••• A••••••• S•••••••left Jul 31, 2006, registered Jul 31, 2006 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address