DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W••••• M••••••••• P•••••••• L••
Latest filing Feb 3, 2026
First filing on the tape Sep 1, 2020 · 22 filings
SEC status approved since Oct 1, 2020
RAUM
$794M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
96%
$764M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$113M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$794M as of Feb 3, 2026
Jan 28, 2021$440M then
HNW client RAUM$606M as of Feb 3, 2026
Jan 28, 2021$335M then
State-registered IARs (5.B.3)7 as of Feb 3, 2026
Jan 28, 20216 then
Employees (5.A)8 as of Feb 3, 2026
Jan 28, 20217 then
Private funds: no history
RAUM +19% over the last fiscal year+16% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Feb 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $113MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 112derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $349,567derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 3.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +22%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $366M, 305 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$606M76%
- Individuals$158M20%
- Pension and profit-sharing plans$29.4M3.7%
- Individual clients
- 594reported
- HNW clients
- 193reported
- Pension plan clients
- 12reported
- Charitable clients
- n/areported
- Accounts
- 2,270reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $366M for 305 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• J••••• C•••••Certified Financial Planner | Tucson, Az | Oct 9, 2020 | 32 y | 3 |
| G•••••••• H••••• M•••• | Tucson, Az | Nov 3, 2020 | 27 y | 11 |
| M••••• T••• B•••• | Tucson, Az | Nov 3, 2020 | 25 y | 3 |
| G•••••• A•••• B••••• | Tucson, Az | Nov 3, 2020 | 36 y | 4 |
| A••••• C• B•••• | Tucson, Az | Nov 17, 2020 | 23 y | 3 |
| L•••• A•• B••••••Certified Financial Planner | Tucson, Az | Aug 26, 2021 | 11 y | 2 |
| K••••• J• T••••••• | Tucson, Az | Jun 22, 2023 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L•••• A•• B•••••• from L•• F•••••••• L••Aug 26, 2021 · Affiliated broker-dealer or bank to independent RIA
- A••••• C• B•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Nov 17, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- M••••• T••• B•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Nov 3, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- G•••••• A•••• B••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Nov 3, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- G•••••••• H••••• M•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Nov 3, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- T••••• J••••• C••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 9, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 19, 2020 · Tucson, Az
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• M•••••• T••• · Co-Foundercontrolsince 10/2020 · owns 50% to 75%
- B•••••• H•••••• E•••••••• · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- C•••••• T•••••• J••••• · Co-Foundercontrolsince 10/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tucson, Az · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,085 to 2,270Jul 7, 2025 to Feb 3, 2026
- Advisory employees · 7 to 6Jul 7, 2025 to Feb 3, 2026
- HNW clients · 163 to 193Jul 7, 2025 to Feb 3, 2026
- Individual clients · 480 to 594Jul 7, 2025 to Feb 3, 2026
- Pension plan clients · 11 to 12Jul 7, 2025 to Feb 3, 2026
- Assets in custody · $347M to $366MJul 7, 2025 to Feb 3, 2026
- Employees · 9 to 8Jul 7, 2025 to Feb 3, 2026
- Financial planning clients · 1-10 to 0Jul 7, 2025 to Feb 3, 2026
- Discretionary RAUM · $642M to $764MJul 7, 2025 to Feb 3, 2026
- HNW RAUM · $468M to $606MJul 7, 2025 to Feb 3, 2026
- Individual RAUM · $174M to $158MJul 7, 2025 to Feb 3, 2026
- Non-discretionary RAUM · $24.6M to $29.4MJul 7, 2025 to Feb 3, 2026
- Pension RAUM · $24.6M to $29.4MJul 7, 2025 to Feb 3, 2026
- RAUM · $667M to $794MJul 7, 2025 to Feb 3, 2026
- Financial planning clients · 1-10 to 1-10Feb 18, 2025 to Jul 7, 2025
- Accounts · 2,003 to 2,085Jan 16, 2025 to Feb 18, 2025
- Advisory employees · 6 to 7Jan 16, 2025 to Feb 18, 2025
- HNW clients · 201 to 163Jan 16, 2025 to Feb 18, 2025
- Individual clients · 484 to 480Jan 16, 2025 to Feb 18, 2025
- Pension plan clients · 36 to 11Jan 16, 2025 to Feb 18, 2025
- Assets in custody · $176M to $347MJan 16, 2025 to Feb 18, 2025
- Employees · 8 to 9Jan 16, 2025 to Feb 18, 2025
- Financial planning clients · 0 to 1-10Jan 16, 2025 to Feb 18, 2025
- Discretionary RAUM · $557M to $642MJan 16, 2025 to Feb 18, 2025
- HNW RAUM · $440M to $468MJan 16, 2025 to Feb 18, 2025
- Individual RAUM · $101M to $174MJan 16, 2025 to Feb 18, 2025
- Non-discretionary RAUM · $21.4M to $24.6MJan 16, 2025 to Feb 18, 2025
- Pension RAUM · $37.4M to $24.6MJan 16, 2025 to Feb 18, 2025
- RAUM · $578M to $667MJan 16, 2025 to Feb 18, 2025
- Advisory activities · 2 to 3Jan 30, 2024 to Mar 22, 2024
- Financial planning clients · unset to 0Jan 30, 2024 to Mar 22, 2024
- Accounts · 1,907 to 2,003Jan 31, 2023 to Jan 30, 2024
- HNW clients · 174 to 201Jan 31, 2023 to Jan 30, 2024
- Individual clients · 501 to 484Jan 31, 2023 to Jan 30, 2024
- Assets in custody · $200M to $176MJan 31, 2023 to Jan 30, 2024
- State-registered IARs · 6 to 7Jan 31, 2023 to Jan 30, 2024
- Discretionary RAUM · $487M to $557MJan 31, 2023 to Jan 30, 2024
- HNW RAUM · $370M to $440MJan 31, 2023 to Jan 30, 2024
- Individual RAUM · $116M to $101MJan 31, 2023 to Jan 30, 2024
- Non-discretionary RAUM · $27.4M to $21.4MJan 31, 2023 to Jan 30, 2024
Signals
3 dated events
- W••••• M••••••••• P•••••••• L•• reported RAUM $575.1M, up 31% from $440.0M (2022-01-07 to 2022-03-01)Mar 1, 2022 · RAUM change · derived
- Elizabeth Hollie Butler (Chief Compliance Officer) appeared on Schedule A of W••••• M••••••••• P•••••••• L••Jan 7, 2022 · Control person joined · fact
- W••••• M••••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Sep 1, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 520-297-7999reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/wealth-management-partners-usareportedpublic record, Form ADV, Sep 18, 2026
- Website
- wmpaz.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 520-297-7999reportedpublic record, Form ADV, Feb 3, 2026
- Team page
- wmpaz.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $113Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026