DFX Intelligence
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Team lift-out
2 advisors left M••••• S•••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kevin Francis Brown | Fairfield, Ct | Nov 15, 2019 | Nov 14, 2019 |
| Thomas Edwin Carbin | Stamford, Ct | Nov 15, 2019 | Nov 18, 2019 |
The rule
- Registrations ended
- Nov 15, 2019
- Registered next
- Nov 14, 2019 to Nov 18, 2019
- Branch state
- CT
- Cities
- 2, most in Fairfield, Ct
- Registered there that day
- 15,305 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape