DFX Intelligence
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Team lift-out
7 advisors left C•••••• A••••••• for I•••••••• A•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Anne Marie Saguisag | Farmington, Ct | Sep 26, 2022 | Sep 23, 2022 |
| Brett Thomas Ciarlo | Farmington, Ct | Sep 26, 2022 | Sep 23, 2022 |
| Christopher Lawrence Cleland | Farmington, Ct | Sep 26, 2022 | Sep 23, 2022 |
| Daniel Patrick Condon | Farmington, Ct | Sep 26, 2022 | Sep 25, 2022 |
| Margherita Sandra Foschini | Farmington, Ct | Sep 26, 2022 | Sep 23, 2022 |
| Paul Shortier | Farmington, Ct | Sep 26, 2022 | Sep 25, 2022 |
| Attilio Anthony Foschini | Farmington, Ct | Sep 27, 2022 | Sep 27, 2022 |
The rule
- Registrations ended
- Sep 26, 2022 to Sep 27, 2022
- Registered next
- Sep 23, 2022 to Sep 27, 2022
- Branch state
- CT
- Cities
- 1, most in Farmington, Ct
- Registered there that day
- 621 (people still on IAPD; an estimate)
- Share of that headcount
- 1.1%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.