DFX Intelligence
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Firm absorbed
6 advisors left I•• C•••••• A•••••••• L•• for I••• C••••••
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alan Dixon Beugg | Greenwood Village, Co | Mar 24, 2015 | Apr 15, 2015 |
| Brian Patrick Sullivan | Greenwood Village, Co | Mar 24, 2015 | Apr 9, 2015 |
| Bryce Walker Sowitch | Greenwood Village, Co | Mar 24, 2015 | Apr 9, 2015 |
| Daniel Thomas Gamache | Greenwood Village, Co | Mar 24, 2015 | Apr 9, 2015 |
| Jeffrey John Gordon | Greenwood Village, Co | Mar 24, 2015 | Apr 10, 2015 |
| Wayne Carl Jamerson | Greenwood Village, Co | Mar 24, 2015 | Apr 9, 2015 |
The rule
- Registrations ended
- Mar 24, 2015
- Registered next
- Apr 9, 2015 to Apr 15, 2015
- Branch state
- CO
- Cities
- 1, most in Greenwood Village, Co
- Registered there that day
- 6 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- a succession within a year (Feb 26, 2015), not necessarily this firm
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.