DFX Intelligence
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Team lift-out
19 advisors left S•••••••• I••••••••• M••••••••• for J••• M••••• S••••••••• L••
BD affiliatedtowirehouseAffiliated broker-dealer or bank to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christopher Beatrice | Saint Louis, Mo | Mar 7, 2018 | Jun 8, 2018 |
| Leonardo Fiorentino | Saint Louis, Mo | Mar 7, 2018 | May 9, 2018 |
| Ping Sophie Yu | Saint Louis, Mo | Mar 7, 2018 | Mar 21, 2018 |
| Richard Allan Beachler | Saint Louis, Mo | Mar 7, 2018 | Sep 19, 2018 |
| Antoine Kthuy Le | Saint Louis, Mo | Mar 8, 2018 | Feb 26, 2019 |
| Christopher Carl Blohm | Saint Louis, Mo | Mar 8, 2018 | Feb 18, 2019 |
| Cullen Tarlac Williams | Saint Louis, Mo | Mar 8, 2018 | Mar 21, 2018 |
| David Michael Sparks | Saint Louis, Mo | Mar 8, 2018 | Mar 21, 2018 |
| Geri Cuicci | Saint Louis, Mo | Mar 8, 2018 | Nov 27, 2019 |
| John Girona Labrador | Saint Louis, Mo | Mar 8, 2018 | Apr 23, 2018 |
| Martin Noonan Holt | Saint Louis, Mo | Mar 8, 2018 | Aug 15, 2018 |
| Paul D. Romano | Saint Louis, Mo | Mar 8, 2018 | Jun 29, 2018 |
| Sandra Eleanor Yates | Saint Louis, Mo | Mar 8, 2018 | Sep 7, 2018 |
| Adam J Berman | Saint Louis, Mo | Mar 9, 2018 | May 4, 2018 |
| Damon B. Hopkins | Saint Louis, Mo | Mar 9, 2018 | Sep 18, 2018 |
| Daniel T. Devonald | Saint Louis, Mo | Mar 9, 2018 | Mar 5, 2019 |
| Michael D. Law | Saint Louis, Mo | Mar 9, 2018 | Mar 8, 2018 |
| Michael Irving Tan | Saint Louis, Mo | Mar 9, 2018 | Apr 13, 2018 |
| Syed Zafar Majid | Saint Louis, Mo | Mar 9, 2018 | May 17, 2018 |
The rule
- Registrations ended
- Mar 7, 2018 to Mar 9, 2018
- Registered next
- Mar 8, 2018 to Nov 27, 2019
- Branch state
- MO
- Cities
- 1, most in Saint Louis, Mo
- Registered there that day
- 342 (people still on IAPD; an estimate)
- Share of that headcount
- 5.6%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.