RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Stonex Advisors Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 3 | Stonex Advisors Inc. BD affiliated | LPL Financial LLC BD affiliated | Birmingham, Al | Affiliated broker-dealer or bank to another | Jun 2, 2026 |
| 10 | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Birmingham, Al +2 | Affiliated broker-dealer or bank to a newly registered adviser | Feb 10, 2026 over 3 d |
| 3 | Stonex Advisors Inc. BD affiliated | LPL Financial LLC BD affiliated | Covington, Ky | Affiliated broker-dealer or bank to another | Jun 24, 2025 over 7 d |
| 3 | Stonex Advisors Inc. BD affiliated | Oneascent Financial Services LLC independent RIA | Orefield, Pa | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2025 over 7 d |
| 2 | Stonex Advisors Inc. BD affiliated | Storms & Rowdon Financial Services, Inc. no RAUM | Birmingham, Al | Affiliated broker-dealer or bank to a newly registered adviser | Mar 26, 2025 |
| 2 | Stonex Advisors Inc. BD affiliated | LPL Financial LLC BD affiliated | Birmingham, Al | Affiliated broker-dealer or bank to another | Jun 26, 2023 over 9 d |
| 2 | Stonex Advisors Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Birmingham, Al | Affiliated broker-dealer or bank to another | Jul 22, 2020 |
| 3 | Stonex Advisors Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Birmingham, Al | Affiliated broker-dealer or bank to another | Dec 24, 2019 over 9 d |
| 3 | Stonex Advisors Inc. other | Ameriprise Financial Services, LLC national BD | Birmingham, Al +1 | Other | Oct 20, 2017 over 10 d |
| 3 | Stonex Advisors Inc. other | Thurston Springer Financial other | Birmingham, Al | Other | Jun 7, 2017 |
| 2 | Stonex Advisors Inc. other | Verus Capital Partners, LLC other | Birmingham, Al | Other | Jan 19, 2017 |
| 4 | Stonex Advisors Inc. other | Osaic Wealth, Inc. other | Birmingham, Al | Other | Jan 18, 2017 |
| 2 | Stonex Advisors Inc. other | Hamilton Investment Counsel, LLC no RAUM | Birmingham, Al | Other | Nov 11, 2016 |
| 2 | Stonex Advisors Inc. other | Raymond James Financial Services Advisors, Inc other | Birmingham, Al | Other | Nov 2, 2016 |
| 3 | Stonex Advisors Inc. other | Lincoln Investment other | Birmingham, Al | Other | Aug 26, 2016 |
| 2 | Stonex Advisors Inc. other | Cambridge Investment Research Advisors, Inc. other | Birmingham, Al | Other | Jul 12, 2016 |
| 2 | Stonex Advisors Inc. other | Geneva Partners, LLC other | Birmingham, Al | Other | Jul 5, 2016 |
| 2 | Stonex Advisors Inc. other | Osaic Wealth, Inc. other | Birmingham, Al | Other | Apr 29, 2016 over 6 d |
| 2 | Stonex Advisors Inc. other | Thurston Springer Advisors independent RIA | Birmingham, Al | Other | Jan 28, 2016 |
| 2 | Stonex Advisors Inc. other | Osaic Wealth, Inc. other | Birmingham, Al | Other | Jan 20, 2016 over 13 d |
| 2 | Stonex Advisors Inc. other | Gwn Securities Inc. other | Birmingham, Al | Other | Dec 31, 2015 over 4 d |
| 5 | Stonex Advisors Inc. other | Private Advisor Group, LLC other | Birmingham, Al | Other | Oct 8, 2015 |
| 2 | Stonex Advisors Inc. other | Ic Advisory Services, Inc. other | Birmingham, Al | Other | Mar 2, 2015 |