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RIA Intelligence

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Channel change (one enterprise)

15 advisors moved from W•••• F•••• A••••••• to W•••• F•••• A•••••••

Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
AdvisorBranchLeftRegistered
Mark Anthony PignottiChicago, IlJun 16, 2023Jun 19, 2023
Michael NothmanChicago, IlJun 16, 2023Jun 16, 2023
Robert Jess FootlikChicago, IlJun 16, 2023Jun 16, 2023
Robert WellfordChicago, IlJun 16, 2023Jun 16, 2023
Thomas MiniscalcoChicago, IlJun 16, 2023Jun 16, 2023
Timothy GaffneyChicago, IlJun 16, 2023Jun 16, 2023
David HelversonChicago, IlJun 20, 2023Jun 20, 2023
Gina Marie TrofimukChicago, IlJun 20, 2023Jun 20, 2023
Kimberly AdlerChicago, IlJun 20, 2023Jun 20, 2023
Michael HaasChicago, IlJun 20, 2023Jun 20, 2023
Christopher Michael MarzecChicago, IlJun 21, 2023Jun 21, 2023
Karina BilottiChicago, IlJun 21, 2023Jun 21, 2023
Margaret MclaughlinChicago, IlJun 21, 2023Jun 21, 2023
Patricia Ann DwyerChicago, IlJun 21, 2023Jun 21, 2023
Wendy S YorkRockford, IlJun 21, 2023Jun 21, 2023
The rule
Registrations ended
Jun 16, 2023 to Jun 21, 2023
Registered next
Jun 16, 2023 to Jun 21, 2023
Branch state
IL
Cities
2, most in Chicago, Il
Registered there that day
13,717 (people still on IAPD; an estimate)
Share of that headcount
0.1%
One enterprise because
the two CRDs file under the same business name
Succession by the destination
none on the tape
Other teams out of W•••• F•••• A•••••••Other teams into W•••• F•••• A•••••••