DFX Intelligence
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Team lift-out
5 advisors left W•••• F•••• A••••••• for T••••• A••••••• S•••••••• I•••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Samantha Jo Roberts | Charlotte, Nc | Aug 3, 2021 | Aug 8, 2021 |
| Stephen Milton Holloman | Cary, Nc | Aug 3, 2021 | Aug 12, 2021 |
| Dung Van Anh Nguyen | Charlotte, Nc | Aug 12, 2021 | Aug 12, 2021 |
| John Steven Ellinger | Charlotte, Nc | Aug 19, 2021 | Aug 30, 2021 |
| Shalenee Yalla | Charlotte, Nc | Aug 31, 2021 | Oct 5, 2021 |
The rule
- Registrations ended
- Aug 3, 2021 to Aug 31, 2021
- Registered next
- Aug 8, 2021 to Oct 5, 2021
- Branch state
- NC
- Cities
- 2, most in Charlotte, Nc
- Registered there that day
- 14,200 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape