DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that joined Truist Advisory Services, Inc.

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
4	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Boca Raton, Fl +2	Wirehouse to affiliated broker-dealer or bank	Jul 20, 2026 over 11 d
2	LPL Financial LLC BD affiliated	Truist Advisory Services, Inc. BD affiliated	Cos Cob, Ct +1	Affiliated broker-dealer or bank to another	May 11, 2026
3	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Winter Park, Fl +1	Wirehouse to affiliated broker-dealer or bank	Jan 21, 2026
2	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Charlotte, Nc +1	Wirehouse to affiliated broker-dealer or bank	Oct 1, 2025 over 9 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Truist Advisory Services, Inc. BD affiliated	Tampa, Fl +1	Wirehouse to affiliated broker-dealer or bank	Sep 22, 2025 over 10 d
2	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	St Louis, Mo	Wirehouse to affiliated broker-dealer or bank	Apr 10, 2025
2	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Tarpon Springs, Fl	Wirehouse to affiliated broker-dealer or bank	Aug 29, 2024 over 1 d
2	J.P. Morgan Securities LLC wirehouse	Truist Advisory Services, Inc. BD affiliated	New York, Ny	Wirehouse to affiliated broker-dealer or bank	Jan 3, 2024
2	Morgan Stanley wirehouse	Truist Advisory Services, Inc. BD affiliated	Miami, Fl	Wirehouse to affiliated broker-dealer or bank	Oct 18, 2023
2	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Charlotte, Nc	Wirehouse to affiliated broker-dealer or bank	Sep 26, 2023
2	Citizens Securities, Inc. BD affiliated	Truist Advisory Services, Inc. BD affiliated	Conshohocken, Pa +1	Affiliated broker-dealer or bank to another	May 19, 2023
2	Morgan Stanley wirehouse	Truist Advisory Services, Inc. BD affiliated	Boca Raton, Fl +1	Wirehouse to affiliated broker-dealer or bank	Mar 21, 2023 over 7 d
2	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Marietta, Ga +1	Wirehouse to affiliated broker-dealer or bank	Nov 23, 2022 over 14 d
4	Fifth Third Securities, Inc. BD affiliated	Truist Advisory Services, Inc. BD affiliated	Estero, Fl +2	Affiliated broker-dealer or bank to another	Nov 14, 2022
2	Morgan Stanley wirehouse	Truist Advisory Services, Inc. BD affiliated	Atlanta, Ga	Wirehouse to affiliated broker-dealer or bank	Oct 7, 2022
2	Key Investment Services LLC BD affiliated	Truist Advisory Services, Inc. BD affiliated	Brooklyn, Oh	Affiliated broker-dealer or bank to another	Sep 28, 2022
2	J.P. Morgan Securities LLC wirehouse	Truist Advisory Services, Inc. BD affiliated	Atlanta, Ga	Wirehouse to affiliated broker-dealer or bank	Sep 22, 2022 over 8 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Truist Advisory Services, Inc. BD affiliated	Norfolk, Va	Wirehouse to affiliated broker-dealer or bank	Sep 19, 2022 over 1 d
4	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Tarpon Springs, Fl +1	Wirehouse to affiliated broker-dealer or bank	Aug 18, 2022 over 7 d
2	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Lynchburg, Va +1	Wirehouse to affiliated broker-dealer or bank	Jul 6, 2022
2	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Miami, Fl +1	Wirehouse to affiliated broker-dealer or bank	Jun 6, 2022 over 2 d
2	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Williamsburg, Va +1	Wirehouse to affiliated broker-dealer or bank	May 31, 2022 over 6 d
2	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Charleston, Sc +1	Wirehouse to affiliated broker-dealer or bank	May 9, 2022 over 8 d
4	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Tarpon Springs, Fl	Wirehouse to affiliated broker-dealer or bank	May 2, 2022 over 2 d
3	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Chicago, Il +1	Wirehouse to affiliated broker-dealer or bank	Apr 28, 2022 over 7 d
2	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Tarpon Springs, Fl	Wirehouse to affiliated broker-dealer or bank	Mar 31, 2022
3	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Leesburg, Va +2	Wirehouse to affiliated broker-dealer or bank	Mar 18, 2022 over 17 d
2	Citizens Securities, Inc. BD affiliated	Truist Advisory Services, Inc. BD affiliated	Conshohocken, Pa	Affiliated broker-dealer or bank to another	Jan 27, 2022 over 13 d
2	Morgan Stanley wirehouse	Truist Advisory Services, Inc. BD affiliated	Atlanta, Ga	Wirehouse to affiliated broker-dealer or bank	Sep 22, 2021
3	Citizens Securities, Inc. BD affiliated	Truist Advisory Services, Inc. BD affiliated	Blue Bell, Pa +2	Affiliated broker-dealer or bank to another	Aug 4, 2021 over 5 d
5	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Charlotte, Nc +1	Wirehouse to affiliated broker-dealer or bank	Aug 3, 2021 over 28 d
2	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Miami, Fl +1	Wirehouse to affiliated broker-dealer or bank	Aug 3, 2021
2	LPL Financial LLC BD affiliated	Truist Advisory Services, Inc. BD affiliated	Bradenton, Fl +1	Affiliated broker-dealer or bank to another	Jun 25, 2021
3	Pnc Managed Account Solutions, Inc. BD affiliated	Truist Advisory Services, Inc. BD affiliated	Frisco, Tx +1	Affiliated broker-dealer or bank to another	Jun 1, 2021
2	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Tarpon Springs, Fl	Wirehouse to affiliated broker-dealer or bank	May 5, 2021
2	Santander Securities BD affiliated	Truist Advisory Services, Inc. BD affiliated	Dresher, Pa +1	Affiliated broker-dealer or bank to another	Jan 4, 2021
2	Pnc Wealth Management BD affiliated	Truist Advisory Services, Inc. BD affiliated	Louisville, Ky	Affiliated broker-dealer or bank to another	Nov 20, 2020 over 3 d
2	Bb&T Securities, LLC BD affiliated	Truist Advisory Services, Inc. BD affiliated	Charlotte, Nc +1	Affiliated broker-dealer or bank to another	Oct 1, 2020 over 4 d
3	Hsbc Securities (USA) Inc. BD affiliated	Truist Advisory Services, Inc. BD affiliated	New York, Ny	Affiliated broker-dealer or bank to another	Jul 24, 2020
2	U.S. Bancorp Investments, Inc. BD affiliated	Truist Advisory Services, Inc. BD affiliated	Cleveland, Oh +1	Affiliated broker-dealer or bank to another	Jun 29, 2020
2	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Newnan, Ga +1	Wirehouse to affiliated broker-dealer or bank	May 9, 2019 over 14 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Truist Advisory Services, Inc. BD affiliated	Raleigh, Nc	Wirehouse to affiliated broker-dealer or bank	Oct 9, 2018
3	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Charlotte, Nc	Wirehouse to affiliated broker-dealer or bank	Oct 1, 2018 over 3 d
4	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Richmond, Va +3	Wirehouse to affiliated broker-dealer or bank	Jul 24, 2018 over 21 d
2	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Charleston, Sc +1	Wirehouse to affiliated broker-dealer or bank	May 22, 2018
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Truist Advisory Services, Inc. other	Jacksonville, Fl +1	Other	Feb 22, 2018 over 8 d
4	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. other	Coral Springs, Fl +2	Other	Jan 24, 2018 over 5 d
2	Bb&T Investment Services, Inc. other	Truist Advisory Services, Inc. other	Richmond, Va	Other	Jan 2, 2018
7	Gfo Advisory Services, LLC other	Truist Advisory Services, Inc. other	Jupiter, Fl +1	Other	Dec 31, 2017
6	Gfo Advisory Services, LLC other	Truist Advisory Services, Inc. other	Greenwich, Ct	Other	Dec 31, 2017
6	Gfo Advisory Services, LLC other	Truist Advisory Services, Inc. other	Atlanta, Ga	Other	Dec 31, 2017
3	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Truist Advisory Services, Inc. other	Atlanta, Ga +1	Other	Dec 4, 2017
2	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. other	Sarasota, Fl	Other	Jul 13, 2017 over 11 d
2	Raymond James & Associates, Inc. national BD	Truist Advisory Services, Inc. other	Atlanta, Ga	Other	Feb 13, 2017 over 10 d
2	Pnc Managed Account Solutions, Inc. other	Truist Advisory Services, Inc. other	Houston, Tx	Other	Jan 27, 2017 over 3 d
2	Suntrust Investment Services, Inc. other	Truist Advisory Services, Inc. no RAUM	Alpharetta, Ga +1	Other	Nov 21, 2016
4	Suntrust Investment Services, Inc. other	Truist Advisory Services, Inc. no RAUM	Marianna, Fl +3	Other	Nov 15, 2016 over 14 d
2	Suntrust Investment Services, Inc. other	Truist Advisory Services, Inc. no RAUM	Atlanta, Ga	Other	Oct 12, 2016 over 8 d
2	Suntrust Investment Services, Inc. other	Truist Advisory Services, Inc. no RAUM	Orlando, Fl +1	Other	Oct 6, 2016 over 6 d
2	Suntrust Investment Services, Inc. other	Truist Advisory Services, Inc. no RAUM	Chattanooga, Tn	Other	Sep 20, 2016

Page 1 of 2Next

67 teams match.derived from registration dates