DFX Intelligence
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Team lift-out
3 advisors left S•• I••••••••• I••• for C••••••••• F•••••••• N••••••
BD affiliatedtonational BDAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Gerald Adams | Fond Du Lac, Wi | Dec 19, 2017 | Dec 19, 2017 |
| Lisa Kae Adams | Appleton, Wi | Dec 19, 2017 | Dec 19, 2017 |
| Peter Arnold Hundt | Brookfield, Wi | Dec 21, 2017 | Dec 18, 2017 |
The rule
- Registrations ended
- Dec 19, 2017 to Dec 21, 2017
- Registered next
- Dec 18, 2017 to Dec 19, 2017
- Branch state
- WI
- Cities
- 3, most in Appleton, Wi
- Registered there that day
- 229 (people still on IAPD; an estimate)
- Share of that headcount
- 1.3%
- Succession by the destination
- a succession within a year (Aug 10, 2017), not necessarily this firm