DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Team lift-out

3 advisors left Osaic Wealth, Inc. for The Ameriflex Group

BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
Joshua BrooksBloomington, IlSep 2, 2026Aug 31, 2026
Nathaniel Scott FarneyBloomington, IlSep 2, 2026Aug 31, 2026
Peter David FalstadBloomington, IlSep 4, 2026Aug 31, 2026
The rule
Registrations ended
Sep 2, 2026 to Sep 4, 2026
Registered next
Aug 31, 2026
Branch state
IL
Cities
1, most in Bloomington, Il
Registered there that day
8,040 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.