DFX Intelligence
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Team lift-out
2 advisors left M•••••• A••••• S••••••••• L•• for C••••••••• F•••••••• N••••••
independent RIAtonational BDRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brian Ross Sullivan | Walnut Creek, Ca | May 31, 2019 | May 31, 2019 |
| James Walter Noack | Walnut Creek, Ca | May 31, 2019 | May 31, 2019 |
The rule
- Registrations ended
- May 31, 2019
- Registered next
- May 31, 2019
- Branch state
- CA
- Cities
- 1, most in Walnut Creek, Ca
- Registered there that day
- 70 (people still on IAPD; an estimate)
- Share of that headcount
- 2.9%
- Succession by the destination
- none on the tape