DFX Intelligence
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Team lift-out
2 advisors left E••••• J•••• for C•••• P•••• W••••• A•••••••
national BDtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James D Williams | Hood River, Or | Oct 17, 2022 | Oct 16, 2022 |
| Joseph Charles Knox Guenther | Hood River, Or | Oct 17, 2022 | Oct 14, 2022 |
The rule
- Registrations ended
- Oct 17, 2022
- Registered next
- Oct 14, 2022 to Oct 16, 2022
- Branch state
- OR
- Cities
- 1, most in Hood River, Or
- Registered there that day
- 18,663 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape