DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• P•••• W••••• A•••••••
Legal name C••• L••
Latest filing Mar 13, 2026
First filing on the tape Aug 12, 2022 · 16 filings
SEC status approved since Apr 18, 2024
RAUM
$186M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
97%
$179M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$61.8M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$186M as of Mar 13, 2026
Mar 3, 2025$141M then
HNW client RAUM$127M as of Mar 13, 2026
Mar 3, 2025$101M then
State-registered IARs (5.B.3)3 as of Mar 13, 2026
Mar 3, 20253 then
Employees (5.A)3 as of Mar 13, 2026
Mar 3, 20253 then
Private funds: no history
RAUM +31% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $61.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 218derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.0MderivedHNW RAUM over HNW clients
- Average account
- $145,631derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +55%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$127M69%
- Individuals$52.0M28%
- Corporations and businesses$5.7M3.1%
- Charitable organizations$633,2410.3%
- Insurance companies$4,3630.0%
- Individual clients
- 527reported
- HNW clients
- 126reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,274reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• C•••••• K••• G•••••••Certified Financial Planner | Hood River, Or | Oct 14, 2022 | 18 y | 1 |
| J•••• D• W••••••• | Hood River, Or | Oct 16, 2022 | 16 y | 4 |
| S••••• M••• P••• | Hood River, Or | May 16, 2023 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• D• W••••••• from E••••• J••••Oct 16, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- J••••• C•••••• K••• G••••••• from E••••• J••••Oct 14, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from E••••• J••••Oct 17, 2022 · Hood River, Or
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••••• J•••••• C•••••• K••• · Managing Membercontrolsince 07/2022 · owns 75% or more
- W•••••••• J••••• D• · Chief Compliance Officercontrolsince 10/2022 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hood River, Or · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- client count surgeChange between filings · filing Mar 13, 2026individual and HNW clients (Item 5.D) moved from 422.0 to 653.0 (+55.0%) between the annual amendments of 2025-04-14 and 2026-03-13; the peer median change was +3.0% (3309 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 97% percentile
- compensation changedChange between filings · filing Mar 13, 2026hourly charges (Item 5.E.2): yes on the filing of 2025-04-14, no on the filing of 2026-03-13peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,049 to 1,274Apr 14, 2025 to Mar 13, 2026
- BD registered reps · 0 to 1Apr 14, 2025 to Mar 13, 2026
- HNW clients · 96 to 126Apr 14, 2025 to Mar 13, 2026
- Individual clients · 326 to 527Apr 14, 2025 to Mar 13, 2026
- Discretionary RAUM · $136M to $180MApr 14, 2025 to Mar 13, 2026
- HNW RAUM · $101M to $127MApr 14, 2025 to Mar 13, 2026
- Individual RAUM · $34.5M to $52.0MApr 14, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $5.0M to $5.9MApr 14, 2025 to Mar 13, 2026
- RAUM · $141M to $186MApr 14, 2025 to Mar 13, 2026
- Financial planning clients · 26-50 to 26-50Mar 3, 2025 to Apr 14, 2025
- Accounts · 876 to 1,049Dec 24, 2024 to Mar 3, 2025
- BD registered reps · 1 to 0Dec 24, 2024 to Mar 3, 2025
- Corporate clients · 13 to 22Dec 24, 2024 to Mar 3, 2025
- HNW clients · 97 to 96Dec 24, 2024 to Mar 3, 2025
- Individual clients · 399 to 326Dec 24, 2024 to Mar 3, 2025
- Financial planning clients · 11-25 to 26-50Dec 24, 2024 to Mar 3, 2025
- Discretionary RAUM · $107M to $136MDec 24, 2024 to Mar 3, 2025
- HNW RAUM · $67.1M to $101MDec 24, 2024 to Mar 3, 2025
- Individual RAUM · $42.8M to $34.5MDec 24, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $4.0M to $5.0MDec 24, 2024 to Mar 3, 2025
- RAUM · $111M to $141MDec 24, 2024 to Mar 3, 2025
- Accounts · 0 to 876Dec 15, 2022 to Mar 20, 2024
- Advisory employees · 2 to 3Dec 15, 2022 to Mar 20, 2024
- BD registered reps · 0 to 1Dec 15, 2022 to Mar 20, 2024
- Corporate clients · 0 to 13Dec 15, 2022 to Mar 20, 2024
- HNW clients · 0 to 97Dec 15, 2022 to Mar 20, 2024
- Individual clients · 0 to 399Dec 15, 2022 to Mar 20, 2024
- Employees · 2 to 3Dec 15, 2022 to Mar 20, 2024
- Financial planning clients · 0 to 11-25Dec 15, 2022 to Mar 20, 2024
- State-registered IARs · 2 to 3Dec 15, 2022 to Mar 20, 2024
- Discretionary RAUM · $0 to $107MDec 15, 2022 to Mar 20, 2024
- HNW RAUM · unset to 67051149.0Dec 15, 2022 to Mar 20, 2024
- Individual RAUM · unset to 42761274.0Dec 15, 2022 to Mar 20, 2024
- Non-discretionary RAUM · $0 to $4.0MDec 15, 2022 to Mar 20, 2024
- Pension RAUM · unset to 0.0Dec 15, 2022 to Mar 20, 2024
- Pooled vehicle RAUM · unset to 0.0Dec 15, 2022 to Mar 20, 2024
- RAUM · $0 to $111MDec 15, 2022 to Mar 20, 2024
- HQ city · unset to HOOD RIVEROct 11, 2022 to Oct 14, 2022
- HQ state · unset to OROct 11, 2022 to Oct 14, 2022
Signals
3 dated events
- 2 advisors left E••••• J•••• (Hood River, OR) for C•••• P•••• W••••• A••••••• on the same dayOct 17, 2022 · Team lift-out · derived
- D J•••• W••••••• (Chief Compliance Officer) appeared on Schedule A of C•••• P•••• W••••• A•••••••Oct 14, 2022 · Control person joined · fact
- C•••• P•••• W••••• A••••••• filed its initial SEC registration (Form ADV)Aug 12, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@crownpointwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 541-345-8823reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 541-386-2792reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- crownpointwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 541-386-2792reportedpublic record, Form ADV, Mar 13, 2026
- Contact form
- crownpointwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $61.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026