DFX Intelligence
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Team lift-out
2 advisors left E••••• J•••• for M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
national BDtowirehouseAffiliated broker-dealer or bank to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kennon B Horrocks | Maryland Heights, Mo | Aug 31, 2016 | Apr 28, 2017 |
| Caleb Stear | Saint Louis, Mo | Sep 12, 2016 | Sep 14, 2016 |
The rule
- Registrations ended
- Aug 31, 2016 to Sep 12, 2016
- Registered next
- Sep 14, 2016 to Apr 28, 2017
- Branch state
- MO
- Cities
- 2, most in Maryland Heights, Mo
- Registered there that day
- 11,616 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.