DFX Intelligence
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Firm absorbed
5 advisors left X• W••••• M••••••••• for W••••• E••••••••• A••••••• S•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Carl Patrick Carlos | Dallas, Tx | Feb 14, 2025 | Feb 3, 2025 |
| Kimberly Ellen Arthur | Dallas, Tx | Feb 14, 2025 | Feb 3, 2025 |
| Matthew Howard Fuller | Dallas, Tx | Feb 14, 2025 | Feb 6, 2025 |
| Stephen Valelly | Dallas, Tx | Feb 14, 2025 | Feb 6, 2025 |
| Valarie Latrice Wright | Dallas, Tx | Feb 14, 2025 | Feb 3, 2025 |
The rule
- Registrations ended
- Feb 14, 2025
- Registered next
- Feb 3, 2025 to Feb 6, 2025
- Branch state
- TX
- Cities
- 1, most in Dallas, Tx
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape