DFX Intelligence

RIA Intelligence

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Firm absorbed

7 advisors left T• W••••• P•••••••• L•• for H•••••••• A•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Daniel Patrick ObrienDowners Grove, IlFeb 24, 2022Jan 2, 2022
Evan SerwinskiDowners Grove, IlFeb 24, 2022Jan 2, 2022
Jenni G EngstromDowners Grove, IlFeb 24, 2022Jan 2, 2022
Kathryn McgoughDowners Grove, IlFeb 24, 2022Jan 2, 2022
Kelly WileyDowners Grove, IlFeb 24, 2022Jan 2, 2022
Kevin RiceDowners Grove, IlFeb 24, 2022Jan 2, 2022
Kimberly Ann ObrienDowners Grove, IlFeb 24, 2022Jan 2, 2022
The rule
Registrations ended
Feb 24, 2022
Registered next
Jan 2, 2022
Branch state
IL
Cities
1, most in Downers Grove, Il
Registered there that day
8 (people still on IAPD; an estimate)
Share of that headcount
88%
Succession by the destination
none on the tape
Other teams out of T• W••••• P•••••••• L••Other teams into H•••••••• A•••••••• L••