DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kelly Wiley

Sikich Financialindependent RIASpringfield, Il IA-onlyIAPD 5725388

Feed of 09/15/2026

Also filed as Kelly Kalene Thompson

At current firm

0 y

since Aug 31, 2026

In the industry

15 y

since May 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Sikich Financial independent RIA current
since Aug 31, 2026 · Springfield, Il
Kestra Private Wealth Services, LLC BD affiliated
Jul 6, 2026 to Jul 17, 2026 · Austin, Tx
Hightower Advisors, LLC BD affiliated
Jan 2, 2022 to Jul 9, 2026 · Chicago, Il
Tc Wealth Partners, LLC former
Sep 30, 2020 to Feb 24, 2022 · Downers Grove, Il
Brookstone Capital Management LLC independent RIA
Jul 9, 2018 to Sep 16, 2020 · Wheaton, Il

Moves

a registration end followed by a registration begin elsewhere

Kestra Private Wealth Services, LLC to Sikich Financial
left Jul 17, 2026, registered Aug 31, 2026 (45 days) · Affiliated broker-dealer or bank to independent RIA
Hightower Advisors, LLC to Kestra Private Wealth Services, LLC
left Jul 9, 2026, registered Jul 6, 2026 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
Tc Wealth Partners, LLC to Hightower Advisors, LLC
left Feb 24, 2022, registered Jan 2, 2022 (-53 days) · RIA to affiliated broker-dealer or bank · moved with a team
Brookstone Capital Management LLC to Tc Wealth Partners, LLC
left Sep 16, 2020, registered Sep 30, 2020 (14 days) · RIA to RIA

Signals

Kelly Wiley left Kestra Private Wealth Services, Llc for Sikich Financial (registered 2026-08-31)
Jul 17, 2026 · Advisor changed firm · fact
Kelly Wiley left Hightower Advisors, Llc for Kestra Private Wealth Services, Llc (registered 2026-07-06)
Jul 9, 2026 · Advisor changed firm · fact
Kelly Wiley left Tc Wealth Partners, Llc for Hightower Advisors, Llc (registered 2022-01-02)
Feb 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address