DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from M•••••• A•••••• N•••••• to P•••••• A•••••• G••••• L••
Not a lift-out: both firms report Pag Holdings, Llc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Dale Andrew Hornberger | Brentwood, Ca | Jul 7, 2026 | Jul 6, 2026 |
| Samuel Bruce Ledwitz | Torrance, Ca | Jul 7, 2026 | Jul 3, 2026 |
The rule
- Registrations ended
- Jul 7, 2026
- Registered next
- Jul 3, 2026 to Jul 6, 2026
- Branch state
- CA
- Cities
- 2, most in Torrance, Ca
- Registered there that day
- 18 (people still on IAPD; an estimate)
- Share of that headcount
- 11%
- One enterprise because
- both firms report Pag Holdings, Llc as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape