RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• B•••• L••••••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Jul 3, 2026 · Torrance, Ca
- M•••••• A•••••• N•••••• BD affiliatedFeb 18, 2025 to Jul 7, 2026 · Torrance, Ca
- R••••••••• • J•• independent RIAMay 25, 2016 to Oct 3, 2017 · Torrance, Ca
- M•••••• A•••••• N•••••• to P•••••• A•••••• G••••• L••left Jul 7, 2026, registered Jul 3, 2026 (-4 days) · channel change inside one enterprise, not a move · moved with a team
- R••••••••• • J•• to M•••••• A•••••• N••••••left Oct 3, 2017, registered Feb 18, 2025 (2695 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address