DFX Intelligence
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Channel change (one enterprise)
5 advisors moved from R••••••••• C•••••• M••••••••• to R••••••••• C•••••• M•••••••••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Amy Lin | Dallas, Tx | Nov 6, 2025 | Mar 28, 2025 |
| Ann Michelle Mcclain | Dallas, Tx | Nov 6, 2025 | Mar 31, 2025 |
| Debra Lynne Young | Dallas, Tx | Nov 6, 2025 | Mar 28, 2025 |
| Maria D Navarro | Houston, Tx | Nov 6, 2025 | Jan 17, 2025 |
| Paulina Schwarzbeck | Dallas, Tx | Nov 6, 2025 | Mar 28, 2025 |
The rule
- Registrations ended
- Nov 6, 2025
- Registered next
- Jan 17, 2025 to Mar 31, 2025
- Branch state
- TX
- Cities
- 2, most in Dallas, Tx
- Registered there that day
- 348 (people still on IAPD; an estimate)
- Share of that headcount
- 1.4%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- none on the tape