DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••• D• N••••••

R••••••••• C•••••• M•••••••••BD affiliatedDallas, Tx dual registrantIAPD 3134671

Feed of 09/14/2026

Also filed as M•••• D Strimple

At current firm

1 y

since Jan 17, 2025

In the industry

23 y

since Nov 30, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••••••• C•••••• M••••••••• BD affiliated current
since Jan 17, 2025 · Dallas, Tx
R••••••••• C•••••• M••••••••• BD affiliated
Jan 17, 2025 to Nov 6, 2025 · Houston, Tx
M••••• S•••••• wirehouse
Jun 1, 2009 to Jan 30, 2025 · Houston, Tx
C•••••••• G••••• M•••••• I••• BD affiliated
Feb 14, 2008 to Jun 1, 2009 · Houston, Tx
S••••••• G•••• C•••••• unclassified
Nov 16, 2005 to Jun 20, 2007 · Houston, Tx
W•••• F•••• A••••••• wirehouse
Jul 6, 2004 to Nov 18, 2005 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

R••••••••• C•••••• M••••••••• to R••••••••• C•••••• M•••••••••
left Nov 6, 2025, registered Jan 17, 2025 (-293 days) · channel change inside one enterprise, not a move · moved with a team
M••••• S•••••• to R••••••••• C•••••• M•••••••••
left Jan 30, 2025, registered Jan 17, 2025 (-13 days) · Wirehouse to affiliated broker-dealer or bank
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
S••••••• G•••• C•••••• to C•••••••• G••••• M•••••• I•••
left Jun 20, 2007, registered Feb 14, 2008 (239 days) · Other
W•••• F•••• A••••••• to S••••••• G•••• C••••••
left Nov 18, 2005, registered Nov 16, 2005 (-2 days) · Other

Signals

M•••• D• N•••••• left M••••• S•••••• for R••••••••• C•••••• M••••••••• (registered 2025-01-17)
Jan 30, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address