RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B•••• S••••
- Title
- Investment Advisorreportedartisancap.comfirm site, Sep 15, 2026
- Professional profile
- artisancap.com/team/rodney-smithreportedartisancap.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- N•• A••••••• S••••••• I•• i••••••••• wealth currentsince May 19, 2025 · Turlock, Ca
- T•• A•••••••• G•••• BD affiliatedOct 16, 2023 to Jul 2, 2025 · Turlock, Ca
- M••• S••••• A•••••••• L•• formerSep 24, 2019 to Apr 27, 2024 · Hays, Ks
- I••••••••• F•••••••• G••••• L•• BD affiliatedMay 7, 2019 to Oct 16, 2023 · Turlock, Ca
- L•• F•••••••• L•• BD affiliatedNov 29, 2017 to Apr 24, 2019 · Stockton, Ca
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJun 15, 2010 to Nov 29, 2017 · Stockton, Ca
- U••• B•••••• I••••••••• I••• formerFeb 4, 2009 to Jun 11, 2010 · Stockton, Ca
- C••••• I••••••••• S••••••• L•• formerSep 29, 2008 to Feb 2, 2009 · Turlock, Ca
- T•• A•••••••• G•••• to N•• A••••••• S••••••• I••left Jul 2, 2025, registered May 19, 2025 (-44 days) · corporate re-registration, not a move
- M••• S••••• A•••••••• L•• to T•• A•••••••• G••••left Apr 27, 2024, registered Oct 16, 2023 (-194 days) · Other
- I••••••••• F•••••••• G••••• L•• to M••• S••••• A•••••••• L••left Oct 16, 2023, registered Sep 24, 2019 (-1483 days) · Other
- L•• F•••••••• L•• to I••••••••• F•••••••• G••••• L••left Apr 24, 2019, registered May 7, 2019 (13 days) · RIA to RIA
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to L•• F•••••••• L••left Nov 29, 2017, registered Nov 29, 2017 (0 days) · Other · moved with a team
- U••• B•••••• I••••••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Jun 11, 2010, registered Jun 15, 2010 (4 days) · Other
- C••••• I••••••••• S••••••• L•• to U••• B•••••• I••••••••• I•••left Feb 2, 2009, registered Feb 4, 2009 (2 days) · Other
- R••••• B•••• S•••• left M••• S••••• A•••••••• L•• for T•• A•••••••• G•••• (registered 2023-10-16)Apr 27, 2024 · Advisor changed firm · fact
- R••••• B•••• S•••• left I••••••••• F•••••••• G••••• L•• for M••• S••••• A•••••••• L•• (registered 2019-09-24)Oct 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address