DFX Intelligence

RIA Intelligence

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Firm absorbed

14 advisors left A•••• P•••••••• L•• for F•••• P••••••• W•••••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Alina SohngWalnut Creek, CaJun 27, 2025May 5, 2025
Angel M DavisRocklin, CaJun 27, 2025May 5, 2025
Ann Chernow MoitraWalnut Creek, CaJun 27, 2025May 5, 2025
Eric Robert SwensenWalnut Creek, CaJun 27, 2025May 2, 2025
Evan David RothschildWalnut Creek, CaJun 27, 2025May 5, 2025
James Michael KnightWalnut Creek, CaJun 27, 2025May 2, 2025
Jayne Louise SmithMadera, CaJun 27, 2025May 5, 2025
Jennifer Lynn YacoubeWalnut Creek, CaJun 27, 2025May 5, 2025
Mark Michael BatesWalnut Creek, CaJun 27, 2025May 5, 2025
Mehul Amritlal KhivesaraWalnut Creek, CaJun 27, 2025May 5, 2025
Minou Kristina RhoadesWalnut Creek, CaJun 27, 2025May 5, 2025
Rebekah Yvonne MullFortuna, CaJun 27, 2025May 5, 2025
Regan Stuart SmithWalnut Creek, CaJun 27, 2025May 5, 2025
Steven M PetersonNapa, CaJun 27, 2025May 2, 2025
The rule
Registrations ended
Jun 27, 2025
Registered next
May 2, 2025 to May 5, 2025
Branch state
CA
Cities
6, most in Walnut Creek, Ca
Registered there that day
22 (people still on IAPD; an estimate)
Share of that headcount
64%
Succession by the destination
none on the tape
Other teams out of A•••• P•••••••• L••Other teams into F•••• P••••••• W•••••• L••