DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• M• D••••

E• W••••• A•••••••independent RIATorrance, CaIA-onlyIAPD 7459285

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Mar 23, 2026

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E• W••••• A••••••• independent RIA current
since Mar 23, 2026 · Torrance, Ca
F•••• P••••••• W•••••• L•• independent RIA
May 5, 2025 to Mar 26, 2026 · Walnut Creek, Ca
A•••• P•••••••• L•• former
Oct 14, 2024 to Jun 27, 2025 · Rocklin, Ca
C•••••••• F••••••••• I••• BD affiliated
Mar 13, 2023 to Oct 15, 2024 · Roseville, Ca

Moves

a registration end followed by a registration begin elsewhere

F•••• P••••••• W•••••• L•• to E• W••••• A•••••••
left Mar 26, 2026, registered Mar 23, 2026 (-3 days) · RIA to RIA
A•••• P•••••••• L•• to F•••• P••••••• W•••••• L••
left Jun 27, 2025, registered May 5, 2025 (-53 days) · channel change inside one enterprise, not a move · moved with a team
C•••••••• F••••••••• I••• to A•••• P•••••••• L••
left Oct 15, 2024, registered Oct 14, 2024 (-1 days) · Affiliated broker-dealer or bank to independent RIA

Signals

A•••• M• D•••• left F•••• P••••••• W•••••• L•• for E• W••••• A••••••• (registered 2026-03-23)
Mar 26, 2026 · Advisor changed firm · fact
A•••• M• D•••• left C•••••••• F••••••••• I••• for A•••• P•••••••• L•• (registered 2024-10-14)
Oct 15, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address