RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• D•••• R•••••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince May 5, 2025 · Walnut Creek, Ca
- A•••• P•••••••• L•• formerNov 17, 2020 to Jun 27, 2025 · San Francisco, Ca
- M••••• S•••••• wirehouseMay 17, 2017 to Nov 19, 2020 · Menlo Park, Ca
- F••••••• A•••• M••••••••• L•• unclassifiedJul 9, 2004 to Jan 8, 2009 · Denver, Co
- A•••• P•••••••• L•• to F•••• P••••••• W•••••• L••left Jun 27, 2025, registered May 5, 2025 (-53 days) · channel change inside one enterprise, not a move · moved with a team
- M••••• S•••••• to A•••• P•••••••• L••left Nov 19, 2020, registered Nov 17, 2020 (-2 days) · Wirehouse to independent RIA
- F••••••• A•••• M••••••••• L•• to M••••• S••••••left Jan 8, 2009, registered May 17, 2017 (3051 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address