DFX Intelligence

RIA Intelligence

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Firm absorbed

12 advisors left D•• W••••• A•••••••• L•• for B••••• P••••• A•••••••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Arthur M. WinsteadGreensboro, NcMay 10, 2021Sep 29, 2021
Benjamin Gordon BaileyGreensboro, NcMay 10, 2021May 4, 2021
Chad Lewis WeathermanDurham, NcMay 10, 2021May 7, 2021
Charles Elliott CarrickGreensboro, NcMay 10, 2021May 7, 2021
Charles Gregory CarrickDurham, NcMay 10, 2021May 4, 2021
Charlie Lee WelbornGreensboro, NcMay 10, 2021Sep 29, 2021
Drew Anthony SaiaGreensboro, NcMay 10, 2021May 4, 2021
Erin Michaele FowlkesGreensboro, NcMay 10, 2021May 4, 2021
Jeffery Wen-Jun HwangGreensboro, NcMay 10, 2021May 19, 2021
Michael Richard GillisGreensboro, NcMay 10, 2021Sep 29, 2021
Ralph Milton HowellGreensboro, NcMay 10, 2021Sep 29, 2021
William Bradford MannGreensboro, NcMay 10, 2021May 7, 2021
The rule
Registrations ended
May 10, 2021
Registered next
May 4, 2021 to Sep 29, 2021
Branch state
NC
Cities
2, most in Greensboro, Nc
Registered there that day
12 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of D•• W••••• A•••••••• L••Other teams into B••••• P••••• A•••••••• L••