RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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2 advisors left C••••••••• I••••••••• A•••••••• L•• for B••••• P••••• A•••••••• L••
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Erica Renee Smith | Mt Pleasant, Sc | Dec 31, 2024 | Dec 20, 2024 |
| Stephanie F Mackara | Mt Pleasant, Sc | Dec 31, 2024 | Feb 5, 2025 |
- Registrations ended
- Dec 31, 2024
- Registered next
- Dec 20, 2024 to Feb 5, 2025
- Branch state
- SC
- Cities
- 1, most in Mt Pleasant, Sc
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.