DFX Intelligence

RIA Intelligence

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Team lift-out

3 advisors left T••••••• A•••••• N••••••• L•• for V•••••• F•••••••• P•••••••• L••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Jeremy James GardnerMinneapolis, MnAug 19, 2021Aug 18, 2021
Jesse Allen NiederbaumerMinneapolis, MnAug 19, 2021Aug 18, 2021
Lori Zupin FoxMinneapolis, MnAug 19, 2021Aug 18, 2021
Matthew David NiederbaumerMinneapolis, MnAug 19, 2021Sep 9, 2021
The rule
Registrations ended
Aug 19, 2021
Registered next
Aug 18, 2021 to Sep 9, 2021
Branch state
MN
Cities
1, most in Minneapolis, Mn
Registered there that day
166 (people still on IAPD; an estimate)
Share of that headcount
1.8%
Succession by the destination
none on the tape
Other teams out of T••••••• A•••••• N••••••• L••Other teams into V•••••• F•••••••• P•••••••• L••