DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jesse Allen Niederbaumer
Feed of 09/15/2026
At current firm
0 y
since Apr 2, 2026
In the industry
26 y
since May 19, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Northrock Partners, LLC independent RIA currentsince Apr 2, 2026 · Elm Grove, Wi
- Vantage Financial Partners, LLC formerAug 18, 2021 to Jun 8, 2026 · Elm Grove, Wi
- Thrivent Advisor Network, LLC BD affiliatedSep 25, 2019 to Aug 19, 2021 · Minneapolis, Mn
- Thrivent Investment Management Inc. BD affiliatedFeb 8, 2005 to Sep 25, 2019 · Brookings, Sd
Moves
a registration end followed by a registration begin elsewhere
- Vantage Financial Partners, LLC to Northrock Partners, LLCleft Jun 8, 2026, registered Apr 2, 2026 (-67 days) · RIA to RIA
- Thrivent Advisor Network, LLC to Vantage Financial Partners, LLCleft Aug 19, 2021, registered Aug 18, 2021 (-1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Thrivent Investment Management Inc. to Thrivent Advisor Network, LLCleft Sep 25, 2019, registered Sep 25, 2019 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
Signals
- Jesse Allen Niederbaumer left Vantage Financial Partners, Llc for Northrock Partners, Llc (registered 2026-04-02)Jun 8, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address