DFX Intelligence
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Team lift-out
3 advisors left T••••••• A•••••• N••••••• L•• for D•••••••• W••••• M••••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Joseph Mailliard | Minneapolis, Mn | Aug 15, 2024 | Jul 18, 2024 |
| Michael Amado Larriva | Minneapolis, Mn | Aug 15, 2024 | Jul 18, 2024 |
| Michael Patrick Mccann | Minneapolis, Mn | Aug 15, 2024 | Jul 18, 2024 |
The rule
- Registrations ended
- Aug 15, 2024
- Registered next
- Jul 18, 2024
- Branch state
- MN
- Cities
- 1, most in Minneapolis, Mn
- Registered there that day
- 146 (people still on IAPD; an estimate)
- Share of that headcount
- 2.1%
- Succession by the destination
- a succession within a year (Jan 17, 2024), not necessarily this firm