RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that joined Diversify Wealth Management, LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 3 | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Santa Rosa, Ca | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2026 |
| 4 | Integrated Advisors Network LLC independent RIA | Diversify Wealth Management, LLC independent RIA | Dallas, Tx | RIA to RIA | Aug 21, 2026 |
| 11 | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | South Jordan, Ut | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2025 over 10 d |
| 3 | Thrivent Advisor Network, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Minneapolis, Mn | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2024 |
| 3 | Thrivent Advisor Network, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Phoenix, Az | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2024 |
| 2 | Diversify Wealth Management, Inc. unclassified | Diversify Wealth Management, LLC independent RIA | South Jordan, Ut | Other | Mar 30, 2016 |