RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• M••••••••• M••••
- W•••••••• W••••• M••••••••• I••• independent RIA currentsince Jun 25, 2018 · W••••••••, Ga
- W•••••••• F•••••••• G••••• I••• formerApr 19, 2016 to Nov 9, 2018 · Lawrenceville, Ga
- K••••• A•••••••• I••• BD affiliatedDec 11, 2014 to Mar 31, 2016 · Marietta, Ga
- R••••••• H••••••• I••••••••• A•••••••• I••• formerOct 7, 2010 to Dec 31, 2014 · Acworth, Ga
- M•••• C••••••• A••••••• S•••••• BD affiliatedMar 12, 2010 to Sep 1, 2010 · Acworth, Ga
- I••••• F•••••••• C••••••••• formerOct 14, 2005 to Oct 21, 2008 · Marietta, Ga
- W•••••••• F•••••••• G••••• I••• to W•••••••• W••••• M••••••••• I•••left Nov 9, 2018, registered Jun 25, 2018 (-137 days) · channel change inside one enterprise, not a move · moved with a team
- K••••• A•••••••• I••• to W•••••••• F•••••••• G••••• I•••left Mar 31, 2016, registered Apr 19, 2016 (19 days) · Other
- R••••••• H••••••• I••••••••• A•••••••• I••• to K••••• A•••••••• I•••left Dec 31, 2014, registered Dec 11, 2014 (-20 days) · corporate re-registration, not a move
- M•••• C••••••• A••••••• S•••••• to R••••••• H••••••• I••••••••• A•••••••• I•••left Sep 1, 2010, registered Oct 7, 2010 (36 days) · Other
- I••••• F•••••••• C••••••••• to M•••• C••••••• A••••••• S••••••left Oct 21, 2008, registered Mar 12, 2010 (507 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address