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Team lift-out
2 advisors left H•••••• T••••••• • K•••• L•• for O•••••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Ryan Barry Greiser | Newark, De | Aug 19, 2019 | Aug 16, 2019 |
| Francis Matthew Walsh | Newark, De | Aug 20, 2019 | Aug 20, 2019 |
The rule
- Registrations ended
- Aug 19, 2019 to Aug 20, 2019
- Registered next
- Aug 16, 2019 to Aug 20, 2019
- Branch state
- DE
- Cities
- 1, most in Newark, De
- Registered there that day
- 362 (people still on IAPD; an estimate)
- Share of that headcount
- 0.6%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.