RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• F••
- C••••••• S••••••••• I••• BD affiliated currentsince Sep 10, 2021 · Newtown Sq, Pa
- T• A••••••••• I••• formerFeb 27, 2018 to Jan 20, 2021 · Wilmington, De
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Dec 31, 2020 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerMar 21, 2017 to Feb 26, 2018 · Saint Louis, Mo
- L•• F•••••••• L•• BD affiliatedNov 30, 2016 to Mar 2, 2017 · Springfield, Pa
- C••• F•••••••• S•••••••• L••• formerMay 4, 2015 to Nov 30, 2016 · Philadelphia, Pa
- P•• W••••• M••••••••• BD affiliatedSep 9, 2014 to May 4, 2015 · Springfield, Pa
- S•••••••• S••••••••• BD affiliatedSep 19, 2012 to Aug 26, 2014 · Wayne, Pa
- L•• F•••••••• L•• BD affiliatedSep 7, 2011 to Sep 19, 2012 · Philadelphia, Pa
- C••• F•••••••• S•••••••• L••• formerMay 12, 2006 to Aug 26, 2011 · Broomall, Pa
- T• A••••••••• I••• to C••••••• S••••••••• I•••left Jan 20, 2021, registered Sep 10, 2021 (233 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Feb 27, 2018 (-1038 days) · corporate re-registration, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to S•••••••• I••••••••• M•••••••••left Mar 2, 2017, registered Mar 21, 2017 (19 days) · Other
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left Nov 30, 2016, registered Nov 30, 2016 (0 days) · Other · moved with a team
- P•• W••••• M••••••••• to C••• F•••••••• S•••••••• L•••left May 4, 2015, registered May 4, 2015 (0 days) · Other
- S•••••••• S••••••••• to P•• W••••• M•••••••••left Aug 26, 2014, registered Sep 9, 2014 (14 days) · Other
- L•• F•••••••• L•• to S•••••••• S•••••••••left Sep 19, 2012, registered Sep 19, 2012 (0 days) · corporate re-registration, not a move
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left Aug 26, 2011, registered Sep 7, 2011 (12 days) · Other
- B•••• F•• no longer holds an investment adviser registration (last listed at C••••••• S••••••••• I••• on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address