DFX Intelligence

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Team lift-out

6 advisors left P••• A••••• S••••••••• L•• for W••••••••• W••••• S••••••••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Maxwell T MoritzIndianapolis, InSep 7, 2023Sep 1, 2023
Michael Chandler ShivelyIndianapolis, InSep 7, 2023Sep 1, 2023
Nathaniel John MillerIndianapolis, InSep 7, 2023Sep 1, 2023
Thomas L CatesIndianapolis, InSep 7, 2023Sep 1, 2023
Anthony J BonannoIndianapolis, InSep 11, 2023Sep 1, 2023
Nicholas Bela ProkaiIndianapolis, InSep 15, 2023Sep 1, 2023
The rule
Registrations ended
Sep 7, 2023 to Sep 15, 2023
Registered next
Sep 1, 2023
Branch state
IN
Cities
1, most in Indianapolis, In
Registered there that day
1,552 (people still on IAPD; an estimate)
Share of that headcount
0.4%
Succession by the destination
none on the tape
Other teams out of P••• A••••• S••••••••• L••Other teams into W••••••••• W••••• S••••••••• L••