DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from F•••••••• S••••••••• C•••• to F•••••••• I••••••••• C•••••••••
Not a lift-out: both firms report F•••••••• Hermes, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtoinstitutionalOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Justin Andrew Newbauer | Pittsburgh, Pa | Mar 25, 2019 | Feb 9, 2016 |
| Lauren Lea Moser | Pittsburgh, Pa | Apr 3, 2019 | Feb 22, 2012 |
The rule
- Registrations ended
- Mar 25, 2019 to Apr 3, 2019
- Registered next
- Feb 22, 2012 to Feb 9, 2016
- Branch state
- PA
- Cities
- 1, most in Pittsburgh, Pa
- Registered there that day
- 161 (people still on IAPD; an estimate)
- Share of that headcount
- 1.2%
- One enterprise because
- both firms report F•••••••• Hermes, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape