RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• L•• M••••
- T• R••• P•••• A••••••••• I••• asset manager currentsince Jul 29, 2019 · Pittsburgh, Pa
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset managerApr 12, 2012 to Jul 9, 2019 · New York, Ny
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset managerFeb 27, 2012 to Jul 9, 2019 · Boston, Ma
- F•••••••• I••••••••• C••••••••• institutionalFeb 22, 2012 to Jul 9, 2019 · Pittsburgh, Pa
- F•••••••• S••••••••• C•••• no RAUMFeb 22, 2012 to Apr 3, 2019 · Pittsburgh, Pa
- F•••••••• I••••••••• C••••••••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••left Jul 9, 2019, registered Feb 27, 2012 (-2689 days) · channel change inside one enterprise, not a move
- F•••••••• G••••• I••••••••• M••••••••• C•••• to T• R••• P•••• A••••••••• I•••left Jul 9, 2019, registered Jul 29, 2019 (20 days) · Other
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••left Jul 9, 2019, registered Apr 12, 2012 (-2644 days) · channel change inside one enterprise, not a move · moved with a team
- F•••••••• S••••••••• C•••• to F•••••••• I••••••••• C•••••••••left Apr 3, 2019, registered Feb 22, 2012 (-2597 days) · channel change inside one enterprise, not a move · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address